CHAPTER 9 • The Fetal Face and Neck. First Trimester Ultr

 CHAPTER 9 • The Fetal Face and Neck

NTRODUCTION

Visualization of the fetal face and neck in early gestation is an important aspect of the

ultrasound examination as it has been incorporated in the first-trimester fetal risk

assessment for aneuploidy (Chapters 1 and 5). A midsagittal plane of the fetus is part of

nuchal translucency (NT) measurement and is also used to assess for the presence or

absence of nasal bones. A more detailed assessment of the fetal face and neck in the

first trimester allows for the diagnosis of a number of abnormalities with high

associations, including aneuploidy and genetic syndromes. In this chapter, we present a

systematic approach to the evaluation of the fetal face and neck and discuss in detail

major facial and neck abnormalities that can be diagnosed in the first trimester. The

posterior fossa in the brain, which is also visualized in the midsagittal plane of the

fetus, is separately discussed in Chapter 8 on central nervous system (CNS) anomalies.

EMBRYOLOGY

Embryologic development of the fetal face and neck is a complex process, which

involves coordination of multiple tissues including ectoderm, neural crest, mesoderm,

and endoderm with involvement of six pairs of pharyngeal arches. The pharyngeal

arches play a dominant role in building the face and neck, including its skeletal,

muscular, vascular, and nerve structures.

The first evidence of facial development is seen during the third week of

embryogenesis with the formation of the oropharyngeal (oral) membrane, which lies at

the opening of the foregut and represents the future oral cavity. During the fourth to

seventh week of embryogenesis, five facial swellings or processes merge and fuse to

form the facial structures. These facial processes include one frontonasal process,

arising from crest cells, and two maxillary and mandibular processes, arising from the

first pharyngeal arch (Fig. 9.1). The frontonasal process gives rise to two medial and

two lateral nasal processes. Table 9.1 and Figures 9.1 and 9.2 list the various

contributions of facial processes to the development of facial structures. Fusion and•••••

merging of the medial nasal and maxillary processes form the primary palate, and the

secondary palate is formed by fusion of the maxillary processes, which completes facial

development by the 12th week of embryogenesis. Facial growth continues during the

fetal period with changes in proportions and features of facial structures. Detailed

embryologic development of the face and neck is beyond the scope of this book. Failure

of development or fusion of facial processes contributes to the majority of facial

abnormalities, including clefting, which is discussed later in this chapter.

Figure 9.1: Schematic drawings of the development of the mouth and nose in

the early sixth week (A) and in the late seventh week (B) of embryogenesis.

The two medial and two lateral nasal processes fuse in the middle along with

the lateral maxillary and mandibular processes to form the nose, as shown in A,

and mouth, as shown in B. The primary palate is formed by the medial nasal

and maxillary processes, whereas the secondary palate is formed by the fusion

of the maxillary processes. The colors of nose, maxilla, and mandible in A and

B show the process contributing to embryogenesis. See text for more details.

Table 9.1 • Contributions of Embryologic Facial Prominences to Facial

Structures

Frontonasal: Forehead, dorsum of nose

Lateral nasal: Lateral aspects of nose

Medial nasal: Septum of nose

Maxillary: Upper cheek, most of upper lip and secondary palate

Mandibular: Lower cheek, chin, and lower lipThe pharyngeal arches contribute to the development of the neck. The third

pharyngeal arch forms the skeletal structures of the hyoid bone. The parathyroid glands

and the laryngeal cartilages are formed by fusion of the fourth and sixth pharyngeal

arches. The thyroid gland originates around the 24th day of embryogenesis from the

primitive pharynx and neural crest cells, forming the median and lateral thyroid,

respectively. The median thyroid becomes the main thyroid gland. The thyroid descends

in the neck until it reaches the front of the trachea in the seventh week of embryogenesis.

The thyroid gland is the first endocrine organ to develop, and it starts producing thyroid

hormones by the 12th week of menstrual age.

Figure 9.2: Formation of the lower face at 10 weeks of embryogenesis. Note

that the face is completely formed, and note the contribution of various

processes to the formation of the face. See Figure 9.1 for corresponding colors

and text for details.

NORMAL SONOGRAPHIC ANATOMY

The systematic visualization of the face and neck includes multiple approaches from the

midsagittal, coronal, and axial planes. The midsagittal approach allows for the

visualization of the facial profile and NT, and the coronal and axial planes allow for

visualization of other facial and neck features. Several brain anatomic structures, such

as the thalamus, brain stem, fourth ventricle, lateral ventricles, and choroid plexuses,

can also be demonstrated in the midsagittal and parasagittal views of the head and face1

and are discussed in detail in Chapters 5 and 8. We will hereby describe normal

sonographic features of the face and neck in each anatomic plane.

Sagittal PlanesThe midsagittal plane of the fetal head (Figs. 9.3 and 9.4), demonstrating the fetal

profile in the first trimester, enables the assessment of the forehead, nose with nasal

bone, mouth with maxilla, mandible anteriorly, and NT posteriorly. In the first trimester,

the fetal head appears slightly larger in proportion to the body than later on in gestation,

and in this midsagittal view the forehead shows some normal-appearing “frontal

bossing” (Figs. 9.3 and 9.4). At this stage of early gestation, the metopic suture is still

wide and the frontal bones are not seen in the midsagittal view. The perpendicular

insonation to the nasal structures in the midsagittal plane of the face enables clear

visualization of facial structures. The midsagittal plane landmarks are important in

order to correctly identify the nasal bone on midsagittal scanning, with the

demonstration of the “equal sign” formed by the nasal bone inferiorly and the nasal skin

superiorly (Figs. 9.4, 9.5A, 9.6, and 1.1). The maxilla is recognized in the midsagittal

plane as a continuous ossified region in the face (Figs. 9.4 to 9.6). In the midsagittal

plane, the anterior part of the mandible is seen as an echogenic dot under the anterior

maxilla (Fig. 9.6A). In parasagittal views, a larger part of the mandible can be seen

(Fig. 9.6C) as well as the maxillary process between the nasal bone and the maxilla

(Fig. 9.6B). Several facial measurements in the midsagittal view have been proposed in

the literature.2–8 The significance of abnormal facial measurements and anatomic

markers is discussed later in this chapter.

In the posterior aspect of the midsagittal view, the neck with NT is also

demonstrated. A detailed discussion of NT measurement (Figs. 9.3 and 9.4) and its

significance is presented in Chapters 1 and 6. Conditions associated with a thickened

NT and cystic hygroma are discussed at the end of this chapter.

Coronal Planes

A frontal coronal view of the bony face in the first trimester reveals both orbits and

eyes and their relationships to the nasal bridge and maxilla (Fig. 9.7) (see Chapter 5).

The position, size, and shape of the eyes and orbits are generally assessed in a

subjective manner. A coronal view of the face demonstrates the anterior maxilla

(alveolar ridge) (Fig. 9.7). The retronasal triangle is imaged in an oblique plane,

between the coronal and axial planes of the face, in the region of the nose and maxilla

(Fig. 9.7B)9 (see Chapter 5 and Fig. 5.9). An oblique plane between the maxilla and the

mandible normally reveals a mandibular gap (Fig. 9.7B).10 Good visualization of facial

structures is typically performed from a 3D surface rendering of the face, ideally

obtained transvaginally.Figure 9.3: Schematic drawing of the midsagittal plane of the fetal head

showing the fetal facial profile and displaying important anatomic structures

evaluated by the first-trimester ultrasound, including forehead, nasal bone,

maxilla, mouth, mandible, midline central nervous system structures, and nuchal

translucency. See corresponding ultrasound in Figure 9.4 and text for details.Figure 9.4: Midsagittal ultrasound plane of the fetal head at 13 weeks of

gestation showing the profile with the forehead (1), nose with nasal bone (2),

mouth (3), maxilla (4), and chin with mandible (5). The posterior aspect of the

profile plane displays the nuchal translucency (6) and different anatomic

structures of the midline brain to include the thalamus (7), brain stem (8), fourth

ventricle as intracranial translucency (9), choroid plexus of the fourth ventricle

(10), the developing cisterna magna (11), and the occipital bone (12). See

Figure 9.3 for the corresponding schematic drawing.

Axial Planes

In the experience of the authors, the systematic visualization of the axial planes of the

face is of secondary importance to the midsagittal and coronal planes (Chapter 5). As

performed in the second trimester, multiple axial planes obtained in the first trimester

from cranial to caudal enable the demonstration of orbits, nasal bridge with nasal bones,

the maxilla, and the mandible (Fig. 9.8) (Chapter 5) . The fetal lips cannot be well

identified on transabdominal scanning in the first trimester, and, when needed, imaging

of these structures can be obtained transvaginally with high-resolution transducers.

Three-Dimensional Ultrasound of the Fetal Face

Similar to the use of three-dimensional (3D) ultrasound in surface mode of the fetal face

in the second and third trimesters of pregnancy, 3D ultrasound in the first trimester (Fig.

9.9) provides additional information to the 2D midsagittal (profile), frontal, and axial

facial views.11 When fetal abnormalities are suspected in the first trimester, 3D

ultrasound of the fetal face in surface mode enables a detailed view of facial features,

including the forehead, eyes, nose, mouth, chin, and ears (Figs. 9.9 to 9.11). Threedimensional ultrasound of the fetal face can often be obtained by transabdominal

acquisition, but when an abnormality is suspected the transvaginal approach provides

for more details and higher resolution. Figures 9.9 to 9.11 show examples of normal

and abnormal fetal faces on 3D ultrasound in the first trimester of pregnancy. Threedimensional ultrasound can also be used in multiplanar display with reconstruction of

planes for the specific evaluation of target anatomic regions (Figs. 9.12 to 9.14) such as

the bony face or the palate in the evaluation of facial anomalies (see later). For more

details on the use of 3D ultrasound in the first trimester, refer to Chapter 3 in this book

and a recent book on the clinical use of 3D in prenatal medicine.11

Figure 9.5: Transvaginal ultrasound of the midsagittal plane of the fetal face in

two fetuses (A and B) at 13 weeks of gestation. In fetus A, the ultrasound

beam is perpendicular to the long axis of the face and clearly displays the nose

with nasal bone, the maxilla, and chin with mandible. Note in A the tongue

between the maxilla and mandible. In fetus B, the ultrasound beam is inferior

below the chin and shows the posterior aspect of the mouth region with the

tongue, hard and soft palate, and the pharynx.Figure 9.6: Midsagittal (A) and two parasagittal views (B and C) of the fetal

face in the same fetus at 13 weeks of gestation showing the nasal bone (1),

maxilla (2), and mandible (3). In A, obtained at the midsagittal view, the maxilla

is seen (2), but the processus maxillaris (broken arrow) is not seen. In A also,

the tip of the mandible is seen (3), but the mandibular body (short arrow) is not

seen. B is a slight tilt to a parasagittal plane, where the processus maxillaris

(asterisk) and the body of the mandible (two arrows) start to be seen. A more

angulated parasagittal view is seen in C, showing the bony face with the

processus maxillaris (asterisk) between nasal bone (1) and maxilla (2) and the

lateral aspect of the mandible (3) with the body, the ramus, and the condylar

joint (short arrows).Figure 9.7: Coronal planes in two fetuses (A and B) at 12 weeks of gestation,

obtained at the frontal aspects of the bony face. In fetus A, the coronal plane is

at the level of the orbits and shows the two eyes (1) with orbits and lenses,

between the maxillary processes (2), the nasal bones (3), and the anterior

aspect of the maxilla (4) with the alveolar ridge. In fetus B, the plane is oblique

and demonstrates the retronasal triangle (see text for details), which is formed

by the nasal bones superiorly (3), the frontal processes of the maxilla laterally

(2), and the alveolar ridge (primary palate) inferiorly (4). This coronal section

(B) is posterior to the tip of the mandible, and therefore the two lateral bodies

of the mandible are seen (5) with a normal gap between, called the mandibular

gap. The presence of micrognathia results in disappearance of the mandibular

gap in the retronasal triangle plane. See Figure 9.14 to help understand the

anatomic facial location of the retronasal triangle plane.Figure 9.8: Axial views of the fetal face at the level of the orbits in two fetuses

at 13 weeks’ gestation in transabdominal (A) and transvaginal approach (B).

Note that the eyes (1), maxillary processes (2), and nasal bones (3) are seen

in this plane. In the transvaginal approach (B), the lenses in the eyes (1) and

two separate nasal bones (3) are also seen.Figure 9.9: Three-dimensional ultrasound images in surface mode of the

normal fetal face obtained in six fetuses (A–F) by the transvaginal approach.

Note the physiologic frontal bossing and the clear anatomic regions of

forehead, eyes, nose, mouth, chin, and ears. Compare with Figures 9.10 and

9.11 obtained in abnormal fetuses.Figure 9.10: Three-dimensional ultrasound images in surface mode of the

abnormal fetal face obtained in three fetuses (A–C) by the transvaginal

approach. Fetus A has acrania/exencephaly (1); fetus B has trisomy 13 with

holoprosencephaly, hypotelorism, and cebocephaly (2) (small nose with one

nostril); and fetus C has trisomy 13 with proboscis (3).

Figure 9.11: Three-dimensional ultrasound images in surface mode of the

abnormal fetal face obtained in three fetuses (A–C) by the transvaginal

approach. Fetus A has trisomy 13 with micrognathia (1), fetus B has trisomy 18

with abnormal profile and dysplastic ears (2), and fetus C has a syndromic

condition with associated facial cleft (3).Figure 9.12: Three-dimensional ultrasound of a normal fetal face obtained

transvaginally at 12 weeks of gestation and shown in tomographic display. Note

the anatomic details assessed in the midsagittal and parasagittal views.Figure 9.13: Three-dimensional ultrasound volume of the fetal face acquired

transvaginally at 12 weeks of gestation and displayed in tomographic mode. In

the reference image (upper left), the midsagittal plane is shown and the

corresponding tomographic coronal planes are displayed with plane A at the

level of the eyes (1), plane B at the level of the maxilla (3), and plane C at the

level of the tongue (4). The maxillary processes (2) and the pharynx (5) are

also shown in A and C, respectively. Acquisition of a three-dimensional volume

of the fetal head in early gestation allows for detailed assessment of facial

anatomy.

BIOMETRIC MEASUREMENTS OF THE FACE

Several biometric measurements are currently published for the assessment of facial

features in the second and third trimesters, and some of these are proposed for use in the

first-trimester ultrasound screening. These measurements include diameters, ratios, and

angles, primarily performed in the midsagittal plane of the fetal profile. They are used

mainly in the first trimester in screening for aneuploidies or in the detection of facial

clefts and micrognathia. Some of these measurements are discussed in the following

sections.

Nasal Bone LengthReference ranges for nasal bone length in the fetus were reported in the second and third

trimesters of pregnancy, and nasal bone has been described to be absent or short in

fetuses with trisomy 21.12 This observation was adapted to aneuploidy screening at 11

to 14 weeks of gestation, and Cicero et al.2 demonstrated that nasal bones are

hypoplastic or not ossified in the first trimester in the majority of fetuses with trisomy

212 (Figs. 9.15 and 6.1), and in other aneuploidies and syndromic conditions (Figs. 6.6,

6.8, 6.33, and 6.35).13 Assessment of the nasal bone is also used to improve the

efficiency of the combined first-trimester screening for Down syndrome.13,14 Table 1.2

in Chapter 1 summarizes the essential criteria for an accurate nasal bone assessment in

the first trimester.

Prenasal Thickness

The observation that the skin of the forehead, called the “prenasal thickness,” is

increased in the second trimester in fetuses with trisomy 2115,16 has led to the use of this

marker in the first trimester of pregnancy as well (Fig. 9.16).5,8,17 To reduce the falsepositive rate of prenasal thickness measurement, the ratio of the prenasal thickness to

nasal bone length was proposed5 (Fig. 9.16). In normal fetuses, the prenasal thickness is

small and the nasal bone is relatively long, resulting in a ratio of approximately 0.6.5 In

trisomy 21 fetuses in the first trimester, the prenasal thickness increases, whereas the

nasal bone length decreases, resulting in a ratio >0.8.5Figure 9.14: Three-dimensional ultrasound volume of the fetal face acquired

transvaginally at 12 weeks of gestation and displayed in tomographic mode. In

this figure, only two planes are displayed: plane A, showing a midsagittal plane

of the head with facial profile, and plane B, obtained as the corresponding

coronal plane at the level of the yellow line. Note that plane B shows the

retronasal triangle view with the mandibular gap. See Figure 9.7 for details.Figure 9.15: Midsagittal views of the fetal face showing the measurement of

the nasal bone length in a normal fetus (A) and in a fetus with trisomy 21 (B). In

more than half of the fetuses with trisomy 21, the nasal bone is either

completely nonossified or, as in this case, poorly ossified, resulting in a short

and thin appearance. Long arrows point to the nose tip and short arrows to the

nasal skin. Nuchal translucency measurement is also seen (asterisk). Compare

with Figure 1.3 in Chapter 1 and with Fig. 9.16.Figure 9.16: Midsagittal views of the fetal face showing the measurement of

the prenasal thickness in a normal fetus (A) and in a fetus with trisomy 21 (B).

Prenasal thickness was adapted from the second trimester, where fetuses with

trisomy 21 showed increased prenasal thickness. The prenasal thickness

(white line) is measured as shown in A and B. Note the presence of increased

prenasal thickness in fetus B with trisomy 21. In order to reduce the falsepositive rate, the ratio of the prenasal thickness (white line) to nasal bone

length (yellow line) was introduced. In normal fetuses, the ratio is smaller than

0.6 and is increased in trisomy 21. Note in A that the white line is shorter than

the yellow line, whereas in B it is vice versa. Nuchal translucency measurement

is also seen (asterisk).

Maxillary Length

Fetuses with trisomy 21 have a flat profile due to midfacial hypoplasia, leading to the

known feature of a protruding tongue. Measuring the maxillary length between 11 and 14

weeks of gestation is proposed as a method to quantify midfacial hypoplasia.3 The

measurement is performed in a slightly parasagittal view of the facial profile and

includes the mandibular joint.3 Maxillary length is short in fetuses with trisomy 21.3

Midfacial hypoplasia can also be assessed by the use of the frontomaxillary facial

angle, which indirectly includes the maxilla.18 The frontomaxillary facial angle is

discussed in the next section.Frontomaxillary Facial Angle

The frontomaxillary facial (FMF) angle is the angle between the maxilla and forehead

and in normal fetuses is quantified at 85° (±10°) (Fig. 9.17A).18 A wide FMF angle is

reported in fetuses with trisomy 214,19 (Fig. 9.17B), whereas a narrow FMF angle is

noted in fetuses with open spina bifida (Fig. 9.18).20 Abnormal FMF angles are also

reported in fetuses with trisomy 18 with midfacial hypoplasia and micrognathia21 and in

fetuses with trisomy 13 in association with holoprosencephaly.22 Caution should be

used, however, in the evaluation of the FMF angle because slightly oblique views will

introduce false-positive and negative results. Measurement of the FMF angle using 3D

multiplanar rendering has been shown to improve its accuracy.18,23 The wide FMF angle

in fetuses with aneuploidies is likely due to the short maxilla, whereas in spina bifida

the narrow angle is probably due to the small flat head owing to the posterior shift of the

brain and decreased fluid in the ventricles. Another facial angle is the maxilla–nasion–

mandible (MNM) angle and uses the nasion as reference point of the intersection of the

frontal and nasal bones.8,24 The MNM angle is defined as the angle between the

maxilla–nasion line and the mandible–nasion line in the midsagittal plane of the face

and can be used to identify fetuses at high risk for aneuploidies, micrognathia, and

clefts.8

Prefrontal Space Distance

Prefrontal space distance (PSD) is obtained by drawing a line from the anterior aspect

of both the mandible and maxilla and extended toward the fetal forehead (Fig. 9.19).6,7

The PSD is calculated by the distance of the prenasal skin to this extended line (Fig.

9.19). The distance can have positive or negative values.6 PSD is abnormal in fetuses

with aneuploidies, such as trisomies 21, 18, and 13,6 as well as in fetuses with

micrognathia and clefts7 (Fig. 9.19).Figure 9.17: Midsagittal views of the fetal face showing the measurement of

the fronto-maxillary-facial (FMF) angle in a normal fetus (A) and in a fetus with

trisomy 21 (B). The FMF angle is measured in the midsagittal view of the face

between the maxilla and the forehead, as shown in A and B. In the normal fetus

(A), the angle is approximately 85° (yellow lines), whereas in the fetus with

trisomy 21 (B), the angle is wider than 85° (red lines). Nuchal translucency

measurement is also seen in fetus B. See also Figure 9.18.Figure 9.18: Midsagittal views of the fetal face showing the measurement of

the fronto-maxillary-facial (FMF) angle in two fetuses (A and B) with open

spina bifida. The FMF angle is typically smaller in fetuses with spina bifida due

to a smaller head and decreased fluid in the ventricles, resulting in a flat face.

Note the thickened brain stem (asterisk) and the almost-absent fluid in the

intracranial translucency (IT).Figure 9.19: Midsagittal views of the fetal face showing the measurement of

the prefrontal space distance in a normal fetus (A), in a fetus with cleft lip and

palate (B), and in a fetus with micrognathia (C). The prefrontal space distance

(PSD) is the distance between the forehead and a line drawn from the anterior

aspect of maxilla (1) and mandible (2). In the normal fetus (A), the PSD is quite

short. In the presence of a facial cleft (fetus B), there is a protrusion of the

maxilla (asterisk), and the PSD is increased. In the presence of micrognathia

(fetus C), the mandible is posteriorly shifted (arrow), leading to an increased

PSD as well. Note in fetus B the presence of an interrupted maxilla, called

maxillary gap, a midsagittal view sign for the presence of cleft lip and palate.

Orbit Size and Distances

To the best of our knowledge, no charts currently exist on the size of the orbit and the

interorbital distances in the first trimester of pregnancy, and such measurements are not

obtained routinely. Recently, a paper reported on the interlens distance, starting at 12

weeks of gestation.25

FETAL FACIAL ABNORMALITIES IN ANEUPLOIDIES

AND IN CNS MALFORMATIONS

Fetal Profile in Aneuploidies

Trisomy 21 fetuses typically show an abnormal facial flat profile with an absent or

hypoplastic nasal bone (Fig. 9.15), a short maxilla, an increased FMF angle (Fig. 9.17),

and a thickened prenasal thickness (Fig. 9.16). Similar facial appearance can also be

found in trisomy 18 fetuses, in addition to retrognathia and facial clefts. Trisomy 13fetuses show severe facial anomalies due to their association with holoprosencephaly

(Fig. 9.20) and/or with facial clefts. Ultrasound markers of aneuploidies, including

facial abnormalities in the first trimester, are discussed in detail in Chapter 6.

Holoprosencephaly

Lobar and semilobar holoprosencephaly is often associated with facial abnormalities

such as cyclopia, hypotelorism, proboscis, cebocephaly, agnathia-holoprosencephaly,

nasal hypoplasia, and facial clefts.26 In most cases, the profile is severely abnormal, in

addition to the abnormal head shape and brain. Figures 9.10 and 9.20 show abnormal

profiles in fetuses with alobar holoprosencephaly. Holoprosencephaly is discussed in

detail in Chapter 8.

Acrania/Anencephaly/Exencephaly

In acrania/anencephaly/exencephaly, the profile and the frontal view of the face have

characteristic abnormalities with the presence of large eyes and small face. Facial

profile views in Figure 9.21 show different aspects of the forehead region in acrania.

Abnormalities in facial profiles in anencephaly/exencephaly are discussed in detail in

Chapter 8.

Figure 9.20: Midsagittal views of the fetal face in three fetuses (A–C) with

alobar holoprosencephaly at 11, 12, and 13 weeks of gestation, respectively.

In fetus A, no normal facial structures are identifiable, and a proboscis (1) can

be seen in the midline. In fetus B, cebocephaly with an abnormal nose (2) is

seen (compare with 3D image in Fig. 9.10). In fetus C, no maxilla (3) is seen in

this midsagittal plane due to the presence of a large midline cleft.Figure 9.21: Midsagittal views of the fetal face in three fetuses with

acrania/exencephaly at 10 (A), 12 (B), and 11 (C) weeks of gestation,

respectively. Note the various aspects of acrania/exencephaly on ultrasound in

early gestation. No normal-looking forehead can be seen, and the nasal region

is abnormal as well.

Open Spina Bifida

Open spina bifida is associated with reduced cerebrospinal fluid in the head, which

results in a small head, with a small biparietal diameter (BPD) measurement.27 The

cerebrospinal fluid leakage leads to a flat forehead and a reduced FMF angle by about

10° in 90% of the cases.20 Figures 9.18A and B show facial profiles with flat

foreheads in two fetuses with open spina bifida in the first trimester of pregnancy.

Epignathus

Epignathus is an oropharyngeal teratoma, generally originating from the oral cavity. Its

origin can be the sphenoid bone, the palate, the tongue, or the pharynx.28,29 The growth

is usually out of the oral cavity,28 but epignathus can also grow into the brain and face.29

Reports of this very rare anomaly are generally from fetuses diagnosed in the second or

third trimester, but similar to teratomas of other locations (see Chapter 14), its

appearance can also be evident in the first trimester as well (Fig. 9.22). The typical

appearance is a protrusion in the mouth region of irregular shape with a mixture of

hyperechoic tissue with few cystic structures. If the protrusion is small, it can mimic

bilateral facial clefting, but a detailed ultrasound reveals the irregular shape in

epignathus, which is atypical for a cleft. Figure 9.22 shows an epignathus, evident in the

midsagittal profile view of the face at 13 weeks of gestation.Figure 9.22: Midsagittal view of the face at 12 weeks of gestation in a fetus

with epignathus. B represents a magnified view of A. Note the solid character

of the tumor (arrows) arising from the fetal mouth. Nasal bone (1) and the

maxilla (2) are identified in the midline.

Frontal Cephalocele

As discussed in Chapter 8, most cephaloceles arise from the occipital region.

Cephaloceles can also arise from the parietal or frontal regions of the head.30 The

frontal cephalocele, also called frontoethmoidal or anterior cephalocele, is less

common than other cephalocele types. In the study by Sepulveda et al.30 only 3 (9%) out

of 25 cases of cephaloceles were frontal in location. The frontal cephalocele can be a

meningocele with normal intracranial anatomy or an encephalocele with brain tissue

protruding through the defect with resulting intracranial changes. In the first trimester,

amniotic band syndrome should be considered a possible etiology when a frontal or

parietal cephalocele is suspected (see Chapter 8) . Differential diagnosis of frontal

cephalocele includes the presence of proboscis in holoprosencephaly, nasal glioma, or

teratoma. In holoprosencephaly, additional facial and intracerebral characteristic signs

are present, which help to differentiate proboscis from cephalocele. Prognosis of frontal

cephalocele cannot be predicted in the first trimester, but the earlier in gestation that

frontal cephaloceles are detected, the worse is the prognosis. Figure 9.23 shows a fetus

at 11 weeks of gestation with a frontal cephalocele.

Posterior Fossa DisordersPosterior fossa disorders with cerebellar abnormalities, increased fluid in the fourth

ventricle, and/or compressed or abnormal kinking of the brain stem can be found in

several conditions, including aneuploidies, syndromic conditions as Walker–Warburg

syndrome, Joubert syndrome, or Dandy–Walker malformation, and as a normal variant

with persistent Blake pouch cyst (see Chapter 8) . Posterior fossa disorders are

commonly seen in trisomies 18 and 13 or triploidy (Fig. 9.24). When Walker–Warburg

syndrome is suspected, the eyes can be affected, and a targeted first-trimester

transvaginal ultrasound examination of the eyes and lenses may show abnormalities that

can be consistent with the diagnosis.31 The presence of a prior history of Walker–

Warburg syndrome is important as it targets the ultrasound examination in the first

trimester. It is important to note, however, that the absence of cataract in the first

trimester cannot rule out Walker–Warburg syndrome given that cataract may not be

evident until later on in pregnancy.

FETAL FACIAL ABNORMALITIES

Cleft Lip and Palate

Definition

Cleft lip and palate (CLP) is one of the most common congenital defects, with an

incidence of 1/700 to 1/1,000 live births.32,33 Given the high prevalence of CLP,

imaging of the upper lip and philtrum is currently part of the basic obstetric ultrasound

examination in the second trimester.34 Among CLP cases, about a third affect the lip

only, and two-thirds involve the lip and palate.35 CLP can be either isolated or

associated with a wide range of chromosomal anomalies and genetic syndromes. A

family history of CLP is found in about one-third of patients with nonsyndromic CLP,

and with recent genetic advancements, several novel loci that are significantly

associated with CLP have been identified.36 CLP occurs more frequently in males

(male/female = 1.70), especially among isolated cases.35 There are different

classifications of facial clefts,35,37,38 and it is often difficult to collect all needed details

for a precise classification of CLP in the first trimester of pregnancy. Prenatally, and

especially in the first trimester, we recommend Nyberg’s classification (Fig. 9.25) of

CLP, with type 1 being the isolated cleft lip, type 2 with unilateral (or mediolateral)

CLP, type 3 with bilateral CLP, type 4 with midline (or median) CLP, and type 5 with

complete facial clefts, which is primarily seen in amniotic band syndrome.38Figure 9.23: Fetus at 11 weeks of gestation with an anterior cephalocele,

shown in a midsagittal 2D plane of the head in A and in three-dimensional

ultrasound in surface mode in B. The completely cystic aspect of the defect

suggests the diagnosis of cephalocele.Figure 9.24: Midsagittal views of the fetal head in four fetuses (A–D) with

posterior fossa dilation (asterisks) at 12, 12, 14, and 13 weeks of gestation,

respectively. Fetus A has trisomy 18 with absent nasal bone and a cleft lip and

palate recognized by the maxillary gap. Fetus B has trisomy 13 with

micrognathia (arrow). Fetuses C and D had no abnormal facial findings in the

profile views, and follow-up ultrasound examinations confirmed Dandy–Walker

malformations in both.

Figure 9.25: Schematic drawings of typical cleft lips and palates (CLP)

observed by ultrasound in early gestation. CLP can be unilateral (mediolateral),

either on the left or on the right side (A). CLP can also be bilateral (B) with a

pseudomass in the middle or midline, as shown in C. See text for details.

Ultrasound Findings

The diagnosis of isolated CLP is often difficult in the first trimester, primarily related tothe small size of facial structures.39–41 Indeed, most cases of isolated CLP are not

detected during the first-trimester ultrasound examination.42,43 In the large study of

Syngelaki et al.42 (see Table 5.2 in Chapter 5), only 1 out of 20 fetuses (5%) with

nonaneuploid clefts was detected in the first trimester, whereas in another recent study

from two specialized referral centers, the detection rate of isolated clefts in early

gestation was 24%.43 The planes used for detecting CLP in the first trimester are similar

to those used in the second-trimester ultrasound, but the visualization of the nose–lip

region is not practical in the first trimester due to the low resolution and small size of

these structures. For the identification of a CLP in the first trimester, we therefore

recommend either an axial view of the maxilla or a more coronal oblique view of the

retronasal triangle (Fig. 9.7).9 In addition, in an ultrasound screening setting, our

reported sign, called “maxillary gap sign” (Figs. 9.26 to 9.32) is fairly simple and can

suspect the presence of CLP, which needs to be confirmed in an axial plane of the

maxilla or in the retronasal triangle view (Figs. 9.26 to 9.32). The maxillary gap sign is

discussed in more detail later on in this section. The retronasal triangle (RNT) view,

suggested by Sepulveda et al.,9 is an oblique view of nose and anterior maxilla (Fig.

9.7) and is formed by the two nasal bones superiorly, the frontal processes of the

maxilla laterally, and the alveolar ridge (primary palate) inferiorly9 (Fig. 9.7). The

RNT is obtained from the midsagittal view of the fetal face by rotating the transducer

90° with a slight tilt to bring the frontal processes of the maxilla and primary palate into

the same plane.44 The presence of CLP is reflected by a defect in the primary palate

seen on the RNT view (Fig. 9.28A). In a prospective study using 3D ultrasound, the

identification of CLP by visualization of the RNT in the first trimester has been shown

to have a sensitivity of 87.5% and a specificity of 99.9%,45 but it is still unknown if

such a sensitivity can be reached with 2D screening ultrasound examinations. In difficult

cases, 3D ultrasound can help in the display of the face and the RNT plane and thus

plays an important role in confirming the presence of CLP in early gestation (Fig.

9.11).11,39,45,46 The RNT is probably the best view to detect or rule out CLP in the first

trimester, but this additional plane is not always easy to obtain and is not part of

screening ultrasound examinations. As previously stated and in our opinion, improved

detection of CLP in the first trimester can be achieved if a sonographic marker can be

integrated into the screening ultrasound. For this purpose, Chaoui et al.43 reported on the

first trimester presence of a maxillary gap in the midsagittal plane of the fetus as a clue

for CLP (Fig. 9.26).43 This finding is significant in the sense that the midsagittal plane of

the fetus is routinely obtained for the assessment of NT, nasal bone, and posterior fossa.

The maxillary gap is observed in 96% of nonisolated CLP and more than 65% of

isolated CLP.43 However, a small maxillary gap can be seen in 5% to 7% of normal

fetuses and in this setting represents a false-positive diagnosis.7,43 A possible reason forthe presence of a small maxillary gap in normal fetuses is probably related to delayed

ossification of the maxilla at 11 to 13 weeks of gestation. Indeed, a large maxillary gap

of greater than 1.5 mm or complete absence of the maxilla in the midsagittal plane (Figs.

9.26 to 9.32) was seen in 69% of nonisolated CLP, in 35% of isolated CLP, and in none

of the normal fetuses.43 It is important to note, however, that the presence of a maxillary

gap is a marker for CLP and the diagnosis has to be confirmed in the axial or frontal

views with direct observation of the facial cleft. Furthermore, bilateral facial clefts

typically show a premaxillary protrusion,47 which can be easily seen in the midsagittal

view of the face as a mass anterior to the mouth and nose region (Figs. 9.29 and 9.30).

A more objective assessment is achieved by measuring the PSD7 (Fig. 9.19) or the

maxilla–nasion–mandible angle8 as previously described in the Biometric

Measurements of the Face section. With such measurements, cases with retrognathia

associated with CLP can also be detected, and this is discussed in the next section.

Figure 9.26: Schematic drawing of the midsagittal view of the fetal face (A)

along with the corresponding ultrasound image (B) demonstrating the maxillary

gap (white arrows) in a fetus with cleft lip and palate. Compare with the

schematic drawing of a normal fetus in Figure 9.3. In this midsagittal view

plane, the entire maxilla should be seen. The size and location of the maxillary

gap vary according to the size and type of clefts. Compare with Figures 9.27 to

9.31.Figure 9.27: Axial (A) and midsagittal (B) views of the face at 13 weeks of

gestation in a fetus with a unilateral cleft lip and palate. The cleft lip and palate

is demonstrated in the axial view (A) (open arrow). Note the presence of a

maxillary gap in the midsagittal view of the face (B). The following facial

structures are seen: nasal bone (1), mandible (2), and maxilla (3). In this fetus,

the cleft was isolated, and the child was successfully operated on postnatally.Figure 9.28: Retronasal triangle (A) and midsagittal (B) views of the face at 13

weeks of gestation in a fetus with bilateral cleft lip and palate. The bilateral

clefts are demonstrated in the retronasal triangle view (A) (open arrows). Note

the presence of a large maxillary gap in the midsagittal view of the face (B).

Also note the presence of a protrusion of a pseudomass (asterisks) in A and B,

as is commonly seen in most fetuses with bilateral clefts in the first trimester.

This fetus also had trisomy 18.Figure 9.29: Coronal (A) and midsagittal (B) views of the face at 13 weeks of

gestation in a fetus with a midline cleft. The midline cleft is demonstrated in the

coronal view (A) (open arrows). Note the almost complete absence of the

maxilla in the midsagittal view of the face (B). In this fetus, holoprosencephaly

was present along with trisomy 13.Figure 9.30: Schematic drawing of the midsagittal view of the fetal face (A)

along with the corresponding axial (B) and sagittal (C) ultrasound images

demonstrating the maxillary gap (white arrow in A, labeled in C) in a fetus with

bilateral cleft lip and palate and trisomy 13. Note the presence in B and C of a

protrusion of a pseudomass (asterisks) anterior to the maxillary region. The

profile (C) is obviously abnormal in such cases. In this case, the maxillary gap

is recognized (white arrow in A, labeled in C) as an interruption of the maxilla in

its anterior part. Depending on the angle of insonation, the position of the gap

may vary. In such cases, a strict midsagittal view may visualize the nasal

septum and mimic a maxilla, but a slight parasagittal view reveals the maxillary

gap.Figure 9.31: Schematic drawing of the midsagittal view of the fetal face (A)

along with midsagittal views in two fetuses (B and C) with bilateral clefts and

no obvious protrusion. Note the presence of a large maxillary gap in both

fetuses. In such cases, the prefrontal space distance (see Fig. 9.19) will not be

abnormal. Fetus B had trisomy 18, and fetus C had a syndromic condition. In

both fetuses, the maxillary gap is recognized in the midsagittal view.Figure 9.32: Ultrasound images of a fetus diagnosed with CHARGE syndrome.

In the first trimester at 13 weeks of gestation, the following findings were

noted: A, midsagittal view of the face showing a protrusion (asterisk) and a

maxillary gap (MG) suggestive of the presence of a facial cleft. The bilateral

facial clefts (arrows) along with the protrusion (asterisks) are demonstrated in

an axial view of the maxilla in B on a convex transducer and in C on the linear

transducer. D: An aberrant right subclavian artery (ARSA) with an otherwise

normal heart (four-chamber view shown in E). Amniocentesis at 16 weeks of

gestation revealed a normal karyotype and microarray. At 28 weeks of

gestation, a perimembranous ventricular septal defect (not shown) in addition to

the presence of a dysplastic ear (F) was noted, which led us to target

molecular genetic testing for CHARGE syndrome, and a mutation on the CHD7

gene was detected.

Associated Malformations

CLP can be an isolated finding or associated with more than 100 genetic syndromes and

aneuploidies48 (see Chapter 6 and Table 9.2). In a large study involving 5,449 cases of

CLP from the EUROCAT network in 14 European countries, a total of 3,860 CLP cases(70.8%) occurred as isolated anomalies, and 1,589 (29.2%) were associated with other

defects such as multiple congenital anomalies of unknown origin and chromosomal and

recognized syndromes.35 Associated malformations were more frequent in infants who

had CLP (34.0%) than in infants with cleft lip only (20.8%). This study confirmed that

musculoskeletal, cardiovascular, and central nervous system defects are frequently

associated with CLP.35 The association of CLP with anomalies is highly dependent on

the anatomic type of the cleft.38,49 In a large study of 500 cases of CLP, Gillham et al.49

found that unilateral CLP had 9.8%, bilateral CLP 25%, and median (or midline) CLP

100% association with other anomalies. Another study from a tertiary referral fetal

center analyzed data from 70 fetuses with facial clefts and similarly found that all

fetuses with midline clefts had associated anomalies.50 In this study, however, the

associated anomalies in the two other groups were higher, being 48% of fetuses with

unilateral clefts and 72% with bilateral clefts, than in other studies.50 Therefore, once a

CLP is detected, detailed first-trimester ultrasound is recommended, looking for

additional structural anomalies including facial, intracerebral, cardiac, and skeletal

anomalies. Interestingly, almost all midline CLP, along with bilateral CLP but without

premaxillary protrusion, are associated with intracerebral anomalies and

aneuploidies.49–51 On the other hand, CLP in combination with cardiac anomalies

should raise the suspicion of deletion 22q11, deletion 4p− (Wolf–Hirschhorn

syndrome), or CHARGE syndrome (Fig. 9.32). The presence of a CLP in the mother or

father of an affected fetus should raise suspicion for an autosomal-dominant condition,

such as Van der Woude syndrome. When a CLP is identified in the first trimester in our

centers, we perform a detailed first-trimester ultrasound examination looking for

additional abnormalities and offer the patient invasive diagnostic genetic testing for

karyotype and microarray testing. A follow-up 2D and 3D ultrasound in the early

second trimester is also performed for evaluation of fetal anatomy. Table 9.2 lists few

of the numerous conditions associated with CLP.

Table 9.2 • Common Syndromic Conditions in Facial Clefts

Numerical aneuploidies (trisomy 13, 18, triploidy, etc.)

Deletions and duplications (4p−, 22q11, 18p−, etc.)

CHARGE syndrome

Ectrodactyly–ectodermal dysplasia cleft (EEC) syndrome

Frontonasal dysplasia

Fryns syndrome

Goldenhar syndromeGorlin syndrome

Holoprosencephaly autosomal-dominant syndromes

Kallmann syndrome

Nager syndrome

Pierre Robin syndrome

Roberts syndrome

Treacher Collins syndrome

VACTERL sequence

van der Woude syndrome

Micrognathia

Definition

Micrognathia is the term used to describe a rare facial malformation that is

characterized by a small, underdeveloped mandible. Retrognathia is a term used to

describe a mandible that is receded in relation to the maxilla and is commonly present

in association with the presence of micrognathia. Prenatally, both are commonly found

concurrently and the terms are used interchangeably. In this chapter, we will use the

term micrognathia to describe this condition because only severe findings may be

detected in the first trimester.

Ultrasound Findings

The presence of micrognathia is initially suspected in the midsagittal plane of the fetal

face in the first trimester by noting that the mandible is not at the same level as the

maxilla, but rather recessed posteriorly (Fig. 9.33). Unlike in normal facial anatomy, in

the presence of micrognathia, a line drawn from the mandible toward the maxilla will

not intersect the forehead (Fig. 9.19),7,10 and this can be quantified by the FMF angle,21

the PSD (Fig. 9.19),7 or the MNM angle.8 Often in the first trimester, the chin may

appear impressively small in suspected micrognathia, but in follow-up ultrasound

examination in the second and third trimesters, proportionate growth occurs and the fetal

profile will look less abnormal (Fig. 9.34). In isolated cases, therefore, the severity of

micrognathia cannot be predicted from the sole appearance of the profile view. An

interesting observation is the assessment of the chin region in the coronal plane

displayed by the RNT. In the normal fetus, facial anatomy of the RNT in the first

trimester displays a characteristic gap between the right and left bodies of the mandible,

referred to as the mandibular gap (Fig. 9.35).10 This mandibular gap can be measured

from the midpoint of the echogenic edge of one mandibular bone to the other and

appears to increase linearly with increasing CRL.10 Sepulveda et al.10 observed that the

absence of the mandibular gap or failure to identify the mandible in the RNT view ishighly suggestive of micrognathia (Fig. 9.35). The absence of a mandibular gap in the

coronal view of the face in the first trimester should therefore prompt the examiner to

perform a detailed ultrasound in order to confirm micrognathia and to assess for the

presence of other anomalies. Typically, micrognathia leads to a small mouth space, and

in these cases the tongue is shifted backward to what is called glossoptosis, which is

almost always combined with a cleft of the posterior palate. Such a condition has

already been reported in the early second trimester52 and in our observation can also be

seen in the first trimester. In suspected cases of micrognathia, we recommend a

transvaginal ultrasound to visualize, if technically feasible, the posterior palate region

(Fig. 9.5), as described by Wilhelm and Borgers,53 for the demonstration of amniotic

fluid in the pharynx, which is absent in micrognathia with glossoptosis. Since

micrognathia is associated with many syndromic conditions (Fig. 9.36), the face, ears,

and brain should be examined in detail in 2D and 3D ultrasound (Fig. 9.37).

Figure 9.33: Schematic drawing of the midsagittal plane of the face (A) along

with the corresponding midsagittal (B) ultrasound image of a fetus with

micrognathia (white arrows). Compare with the schematic drawing of a normal

fetus in Figure 9.3. Note that the mandibular tip does not reach the anterior

aspect of the maxilla in A and B, but rather reaches the midportion of it.

Micrognathia can be isolated as in the context of Pierre Robin sequence but

also can be part of numerous syndromic conditions. Compare with Figures 9.34

to 9.37. See text for details.Figure 9.34: Facial growth and development in a fetus with micrognathia in

Pierre Robin sequence, shown at 12 (A), 16 (B), 20 (C), and 26 (D) weeks of

gestation and in three-dimensional ultrasound in surface mode at 26 weeks of

gestation (E). White arrows point to the mandibles. Note that the micrognathia

appears very pronounced (severe) in the first trimester (A), but with the growth

of the mandible the profile appears less abnormal in the second (B–E) and third

trimesters. In this case, micrognathia was isolated, and a cleft palate was

repaired after birth.Figure 9.35: Schematic drawing of the midsagittal plane of the fetal face (A, D)

along with the corresponding midsagittal (B, E) and retronasal triangle (C, F)

ultrasound views in a normal fetus (A–C) and in a fetus with micrognathia (D–

F). Note in the normal fetus that the tip of the mandible (red arrow) reaches

under the anterior aspect of the maxilla (asterisk), as shown in A and B. In the

normal fetus, the retronasal triangle (C) demonstrates the normal mandibular

gap. In the fetus with micrognathia (D–F), the chin is receded behind the line

(red arrow) (E), and no mandibular gap is noted in the retronasal triangle view,

as shown in F. See text for details.

Associated Malformations

Micrognathia can be an isolated finding as in Pierre Robin sequence, commonly with a

cleft palate and glossoptosis, but can also be associated with other chromosomal

abnormalities, including trisomies 18 and 13, triploidy, and numerous genetic

syndromes.8,54,55 Notably, the association of micrognathia with Pierre Robin sequence is

well known and can be diagnosed in the first trimester56 as shown in Figure 9.35. Lowset ears can be a marker for the possible association of micrognathia with syndromicconditions. The absence of a mandible or maxilla is observed in agnathia and is

associated with otocephaly, a severe lethal condition.26,57 In addition to these

conditions, Goldenhaar syndrome and Treacher Collins syndrome should be considered.

Prenatal management of the first-trimester diagnosis of micrognathia is similar to that of

CLP.

Anomalies of the Eyes

Anomalies of eyes and orbits are rarely detected in the first trimester except in the

presence of other fetal anomalies or in a prior family history of such conditions (Figs.

9.38 to 9.40). Anomalies of eyes and orbits are typically found in association with

alobar holoprosencephaly, as in the presence of proboscis for instance (Figs. 9.10 and

9.39). Abnormal orbits, such as in hypotelorism or hypertelorism, are often subjectively

assessed in the first trimester (Figs. 9.38 to 9.40), especially in syndromic conditions

with facial dysmorphism. In general, trisomies 13 and 18 are the most common

conditions detected in such cases (Figs. 9.38 and 9.39). Isolated anophthalmia is very

rare, and microphthalmia can also be recognized when other fetal anomalies are

present. Isolated microphthalmia or cataract can be difficult to diagnose at this early

stage, as the anomaly itself may not be apparent in the first trimester of pregnancy. Fetal

cataracts reported in the first trimester of pregnancy are commonly recurrent cases or

present in suspected syndromes such as Walker–Warburg syndrome 31 or Warburg micro

syndrome with microcephaly, which becomes apparent in the late second trimester. In

high-risk patients, direct visualization of orbits and lenses with transvaginal ultrasound

increases the reliability of demonstrating normal eyes and orbits. When suspected, a

repeat ultrasound in the second trimester with the transvaginal approach, if feasible,

will help to confirm or rule out abnormalities of eyes and orbits.Figure 9.36: Midsagittal views of the face in two fetuses with trisomy 13 and

micrognathia (white arrows) at 14 (A) and 12 (B) weeks of gestation,

respectively. Note in fetus B the presence of dilated posterior fossa (asterisk).

Figure 9.37 shows the 3D rendering of the face in fetus B.

Figure 9.37: Three-dimensional ultrasound in surface mode of a fetus with

trisomy 13 at 12 weeks of gestation (same as in Fig. 9.36B). Note the small,

receded mandible (micrognathia) along with a thickened nuchal translucency

(asterisk).Figure 9.38: Axial views of the head at the level of the eyes in three abnormal

fetuses. Fetus A has marked hypotelorism in association with

holoprosencephaly and trisomy 13. Fetus B has hypotelorism in association

with holoprosencephaly with normal chromosomes but with PIGF mutation.

Fetus C has hypertelorism and abnormal orbital shape in association with

trisomy 13 and odd facial features. Compare with normal orbital anatomy in

Figure 9.8.

Figure 9.39: Axial views (A and B) of the head at the level of the eyes in a

fetus with trisomy 13, holoprosencephaly, pseudocyclopia, and proboscis at 13

weeks of gestation. A: The plane at the level of the eyes with the almost fused

eyes and no orbits. B: Is a more cranial plane showing the proboscis.Figure 9.40: Three-dimensional ultrasound in tomographic mode obtained from

a facial profile in a normal fetus (A) and in a fetus with holoprosencephaly (B).

Corresponding coronal views of the fetal face, showing the eyes are displayed

in the lower images. Note the normal distance of the eyes (white lines) in the

normal face in A, and narrowing of the orbits called hypotelorism in B.

FETAL NECK ABNORMALITIESCystic Hygroma

Definition

Cystic hygroma is a congenital abnormality involving the vascular lymphatic system in

the fetus and is characterized by the presence of fluid-filled cystic spaces in the soft

tissue, commonly in the posterolateral aspects of the neck or in other locations in the

body (Figs. 9.41 to 9.44). Pathogenesis of cystic hygroma is thought to result from the

abnormal connection between the lymphatic and vascular systems, primarily from

failure of development of the communication between the jugular lymphatic sac and the

jugular vein.58 This may lead to progressive lymphedema and fetal hydrops. On

occasion, however, a communication is established between the lymphatic and the

vascular systems, resulting in resolution of the swelling. Cystic hygroma can be

multiseptated and is thus classified as septated or nonseptated (Figs. 9.42 and 9.43). In

some cases, a thick septum can be seen in the midline, corresponding to the presence of

the nuchal ligament.58 The prevalence of cystic hygroma is reported at 1:285 of firsttrimester pregnancies.59 There is currently a controversy on whether cystic hygroma is

an entity that is distinct from an enlarged NT, because septations can be seen in both

conditions.60 Irrespective of the designation of nuchal swelling as NT or cystic

hygroma, the association of this finding with fetal anatomic and genetic abnormalities

should be considered in pregnancy management.

Figure 9.41: Midsagittal view of the fetus at 13 weeks of gestation showing a

thickened nuchal translucency (NT) (asterisk). When the NT is septated, the

diagnosis of cystic hygroma is made in some settings. The presence of NTseptations is best assessed in the axial views.

Figure 9.42: Midsagittal (A), coronal (B), and axial (C) views in a fetus with

cystic hygroma and Turner syndrome at 13 weeks of gestation. Note the

presence of NT thickening of 16 mm shown in A and NT septations (asterisk)

shown in B and C.Figure 9.43: Axial views of the fetal head in two fetuses with cystic hygromas

at 13 (A) and 12 (B) weeks of gestation, respectively. Note the presence of

septations in both fetuses, and also note that the fluid within the septations

(asterisk) is clear in A and echogenic, jelly-like in B.

Ultrasound Findings

The presence of cystic masses on ultrasound in the posterolateral aspect of the fetal

neck is suggestive of cystic hygroma. This is easily seen on an axial view of the neck

(Figs. 9.42 and 9.43) and when extensive, cystic hygroma can be seen in the sagittal

plane that is obtained for NT measurement (Figs. 9.41 and 9.42). The demonstration of

the presence of septations is best done in the axial plane of the neck and upper chest

(Fig. 9.44). A thick septum is commonly seen in the posterior midline neck region

corresponding to the nuchal ligament (Fig. 9.43). When multiple septations are present,

the ultrasound appearance resembles a honeycomb. Nonseptated cystic hygroma is seen

as cystic spaces on either side of the fetal neck, representing dilated cervical

lymphatics. Given the common association with other fetal malformations and

chromosomal abnormalities, a comprehensive evaluation of the fetus by detailed

ultrasound is warranted when a cystic hygroma is diagnosed in the first trimester.

Associated Malformations

Cystic hygroma is associated with other fetal anatomic abnormalities in 60% of cases.

Associated abnormalities commonly include cardiac, genitourinary, skeletal, and central

nervous systems, and the majority can be seen on the first-trimester ultrasound.

Chromosomal abnormalities are common, with trisomy 21 and Turner syndrome

representing the two most common associated chromosomal findings, reported in morethan 50% of cases.59 A typical syndromic condition to be considered is the presence of

Noonan syndrome (Fig. 9.45). Amniotic fluid abnormalities are common, but they are

noted in the second and third trimesters of pregnancy. Generalized hydrops is also

common and carries a poor prognosis.61 The outcome is usually good when cystic

hygroma resolves prenatally in the presence of a normal karyotype.

Figure 9.44: Midsagittal view at 11 weeks (A) and axial view at 17 weeks (B)

in a fetus with thickened nuchal translucency (NT), diagnosed at 11 weeks, as

shown in A (asterisk). In this fetus, nuchal edema persisted into the second

trimester (B).Figure 9.45: Ultrasound images obtained from a dichorionic twin fetus at 12

weeks of gestation in a 40-year-old pregnant woman presenting for genetic

screening. Note in A and B the presence of an enlarged nuchal translucency

(asterisks), measuring 7.4 mm. C and D: A normal four-chamber view and a

normal three-vessel-trachea view, respectively. Mild urinary tract dilation is

shown in E. Chorionic villous sampling revealed normal karyotype, but due to

the ultrasound findings, molecular genetic examination for Noonan syndrome

confirmed a mutation of the PTPN11 gene, shown in 50% of affected cases.

Increased NT with Normal Karyotype

The relationship of an increased NT with chromosomal anomalies, especially Down

syndrome, is currently well established. The detection of an increased NT currently

leads to genetic counseling and options for additional screening workup, or invasive

diagnostic testing. The presence of a thickened NT with normal karyotype represents amajor challenge to counseling and for additional workup. Further management in that

setting has been debated in the literature since the late 1990s.62–69 The presence of a

thickened NT is associated with aneuploidies (Fig. 9.46), and a thickened NT with a

normal karyotype is associated with a wide spectrum of major and minor fetal

anomalies, including genetic syndromes (Fig. 9.47) and an increased risk of in utero

fetal demise (Fig. 9.48).14,65,66,69,70 The risk of abnormal neurodevelopmental delay is

currently unclear, and controversial observations are reported.65 Despite normal

ultrasound findings and a normal karyotype in the setting of a thickened NT, the birth of

a “healthy” child without malformations decreases with increasing NT thickness (Fig.

9.49). In this section, we present essential points and current literature related to this

topic.

Figure 9.46: Relationship between nuchal translucency thickness (x axis) and

prevalence of chromosomal defects (y axis). (Graph is based on data from

Souka AP, von Kaisenberg CS, Hyett JA, et al. Increased nuchal translucency

with normal karyotype. Am J Obstet Gynecol. 2005;192:1005–1021.)

Pathophysiology of Increased NT

Understanding the pathophysiology of increased neck fluid in fetuses with thickened NT

is important as it allows for establishing associations with various abnormal fetal

conditions.14,65 This task, however, has not been proven to be easy, and it appears that a

thickened NT can result from various conditions. A thickened NT can be caused by

chromosomal anomalies, but can also be due to functional and structural cardiac

abnormalities; disturbances in the lymphatic system; disturbances in the collagen

metabolism; mechanical causes such as intrathoracic compression, infection, metabolicand hematologic disorders; or a combination of some of these and others. The main

types of anomalies associated with an increased NT in addition to aneuploidies71 (Fig.

9.46) include cardiac defects72 (Fig. 11.7 in Chapter 11), major malformations (Fig.

9.47) with specific syndromes (e.g., Noonan syndrome) (Fig. 9.45),68,73 skeletal

dysplasia,74 syndromic and nonsyndromic diaphragmatic hernias, and complex

syndromic conditions affecting brain, kidneys, and other organs.65,66 The association of

a thickened NT with these abnormalities increases with the NT thickness (Fig. 9.47).

Figure 9.47: Relationship between nuchal translucency thickness (x axis) and

prevalence of major anomalies (y axis). (Graph is based on data from Souka

AP, von Kaisenberg CS, Hyett JA, et al. Increased nuchal translucency with

normal karyotype. Am J Obstet Gynecol. 2005;192:1005–1021.)Figure 9.48: Relationship between nuchal translucency thickness (x axis) and

prevalence of fetal deaths (y axis). (Graph is based on data from Souka AP,

von Kaisenberg CS, Hyett JA, et al. Increased nuchal translucency with normal

karyotype. Am J Obstet Gynecol. 2005;192:1005–1021.)

Figure 9.49: Relationship between nuchal translucency thickness (x axis) and

prevalence of live birth of a child with no major anomalies (y axis). (Graph is

based on data from Souka AP, von Kaisenberg CS, Hyett JA, et al. Increased

nuchal translucency with normal karyotype. Am J Obstet Gynecol.2005;192:1005–1021.)

Congenital Cardiac Defects

The observation of Hyett et al.72 that in fetuses with a thickened NT the prevalence of a

cardiac anomaly is increased has been confirmed by other studies. A direct correlation

exists between the size of the NT and the associated risk for cardiac defects (Fig. 11.7

in Chapter 11). In our centers, a thickened NT is an indication for an early ultrasound

cardiac examination, even before performing an invasive procedure. A follow-up fetal

echocardiogram is also performed at 16 to 22 weeks of gestation. Please refer to

Chapter 11 for a detailed discussion of the evaluation of the fetal heart in the first

trimester.

Other Structural Anomalies and Genetic Syndromes

The list of reported structural anomalies and genetic syndromes in association with a

thickened NT is quite long66 (see Table 9.3). However, it is still unclear whether in all

reported cases the relationship is causal or accidental.65 Fetal anomalies such as

omphalocele and diaphragmatic hernia, isolated or syndromic, are highly associated

with a thickened NT (see case with Fryns syndrome in Fig. 10.20 in Chapter 10). Many

syndromes are listed in series reporting on outcome of fetuses with thickened NT and

normal chromosomes. It is, however, difficult to prove a causative relationship or a

strong association between specific genetic syndromes and thickened NT because most

syndromes have extremely low prevalence in the population.65 In one study, genetic

syndromes and single gene disorders were found in 12.7% of fetuses with thickened

NT.63 Noonan syndrome is currently accepted as the only molecular genetic condition

with a clear association with a thickened NT in the first trimester (Fig. 9.45),68

especially if nuchal edema persists into the second trimester. Skeletal dysplasias also

have a strong association with thickened NT. In the list of first-trimester skeletal

dysplasias reported by Khalil et al.,74 most cases were associated with a thickened NT

(see also Chapter 15 on skeletal anomalies). Table 9.3 summarizes some anomalies

reported in the literature with a thickened NT.66

Table 9.3 • Some Fetal Abnormalities in Fetuses with Increased Nuchal

Translucency Thickness

Anomalies of CNS,

Head and Neck

Thoracic and

Abdominal

Anomalies

Skeletal Anomalies Genetic and

Metabolic Diseases

Acrania/anencephaly Ambiguous

genitalia Achondrogenesis B syencdkrwoimthe–Wiedemann

Agenesis of the Body stalkcorpus callosum anomaly Achondroplasia CHARGE syndrome

Agnathia/micrognathia

Cardiac

anomalies (all

possible)

Asphyxiating thoracic

dystrophy

Congenital

lymphedema

Craniosynostosis Cloacal

exstrophy

Blomstrand

osteochondrodysplasia

Cornelia de Lange

syndrome

Cystic hygroma

Congenital

adrenal

hyperplasia

Campomelic dysplasia Deficiency of the

immune system

Neck lipoma

Congenital

nephrotic

syndrome

Cleidocranial dysplasia DiGeorge syndrome

Dandy–Walker

malformation

Cystic

adenomatoid

malformation

Hypochondroplasia EEC syndrome

Diastematomyelia Diaphragmatic

hernia Hypophosphatasia F deeftoarlmakaitnioensia sequence

Encephalocele Duodenal

atresia

Jarcho–Levin

syndrome

Fetal anemia (different

etiologies)

Facial cleft Esophageal

atresia Kyphoscoliosis GM1 gangliosidosis

Fowler syndrome Exomphalos Limb reduction defect Mucopolysaccharidosis

type VII

Holoprosencephaly Fryns

syndrome

Nance–Sweeney

syndrome Myotonic dystrophy

Hydrolethalus

syndrome Gastroschisis O imspteerofgeecn taesis N enecoenpahtaallompyaothcylonic

Iniencephaly HydronephrosisRoberts syndrome Noonan syndrome

Joubert syndrome Hypospadias Robinow syndrome Perlman syndrome

Macrocephaly Meckel–Gruber

syndrome

Short-rib polydactyly

syndrome

Severe developmental

delay of unknown

origin

Microcephaly Megacystis Sirenomelia Smith–Lemli–Opitz

syndromeMicrophthalmia

Multicystic

dysplastic

kidneys

Talipes equinovarus Spinal muscular

atrophy (SMA) type 1

Spina bifida

Polycystic

kidneys,

infantile

Thanatophoric

dwarfism Stickler syndrome

Treacher Collins

syndrome

Small bowel

obstruction VACTER association Syndrome unspecified

Trigonocephaly C Vitamin D–resistant

rickets

Ventriculomegaly Zellweger syndrome

Modified from Souka AP, von Kaisenberg CS, Hyett JA, et al. Increased

nuchal translucency with normal karyotype. Am J Obstet Gynecol.

2005;192:1005–1021. (Copyright Elsevier Ltd, with permission.)

Additional Genetic Evaluation

Comparative Genomic Hybridization Array

In a recent meta-analysis, an abnormal comparative genomic hybridization array (CGH)

or microarray is present in about 5% of a thickened NT, with a range reaching 10% in

some studies.69 Offering CGH to pregnancies with a thickened NT thus appears to be

warranted.

Monogenic Diseases

There are several studies reporting on the high prevalence of Noonan syndrome in

fetuses with thickened NT,68,73 especially when the thickened NT has persisted into the

second trimester.73 In one series of 120 fetuses, eight were shown to have Noonan

syndrome.68 Preliminary observations of a relationship between increased NT and the

presence of spinal muscular atrophy (SMA-Type 1) was not confirmed on subsequent

evaluation.68 It is possible that in the future, whole genomic sequencing may be offered

in these conditions, but the value of this approach has to be proven in large studies

before wide implementation.

Management and Follow-up of Thickened NT

Once a fetus is identified with a thickened NT, we recommend a detailed first-trimester

ultrasound examination, including a transvaginal ultrasound if feasible. The components

of the detailed first-trimester ultrasound examination are presented in Chapter 5. A

follow-up ultrasound examination at 16 weeks of gestation is also warranted in order to

reassess fetal anatomy.75 Evaluation of the nuchal fold in the second trimester is also

important because outcome is improved if the nuchal fold is normal (Fig. 9.49). A1.

2.

3.

4.

5.

6.

7.

8.

9.

10.

11.

12.

13.

14.

detailed second-trimester ultrasound examination at 18 to 22 weeks of gestation along

with a fetal echocardiogram is also recommended. This approach will detect the

majority of major malformations and syndromic conditions, many of which can be

detected in the first and early second ultrasound examinations.

R E F E R E N C E S

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